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Compliance Manager – Risk & Compliance Lead

qed legal · Cardiff

Hybrid Senior 40,000 - 50,000 GBP/year 🇬🇧 English

Job description

About the role

We are partnering with a well‑established multi‑service law firm to recruit a Compliance Manager who will lead the firm’s risk and compliance function. Working closely with senior leadership, you will shape the regulatory strategy and support fee‑earners across the business.

Key responsibilities

  • Manage day‑to‑day risk and compliance activities and act as the primary contact for regulatory queries.
  • Oversee AML, client due diligence, and ongoing monitoring processes.
  • Handle conflicts of interest, confidentiality issues, and support the COLP on regulatory matters.
  • Develop, review and implement compliance policies and procedures.
  • Deliver compliance training and conduct file reviews, audits, and monitoring.
  • Investigate breaches, recommend improvements, and produce management reports for senior stakeholders.
  • Monitor regulatory developments and ensure firm processes remain up‑to‑date.
  • Support wider business projects, accreditations and continuous‑improvement initiatives.

Required profile

  • Proven experience in legal risk and compliance within an SRA‑regulated firm.
  • Strong knowledge of SRA Standards, AML legislation, CDD, KYC and sanctions requirements.
  • Demonstrated ability to conduct file reviews and compliance monitoring.
  • Excellent organisational skills with the capacity to manage competing priorities.
  • Proactive, solutions‑focused approach with strong attention to detail.

Required skills

    What we offer

    • Opportunity to join a respected, growing law firm.
    • Broad, varied role with genuine autonomy.
    • Exposure to strategic compliance projects alongside operational work.
    • Supportive, collaborative environment and hybrid working.
    • Competitive salary and benefits package.

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    Published 2 months ago

    35 views · 0 interested

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    qed legal

    Cardiff