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This job expired on 29/09/2026. It no longer accepts applications.
Compliance Manager – Risk & Compliance Lead
qed legal · Cardiff
Job description
About the role
We are partnering with a well‑established multi‑service law firm to recruit a Compliance Manager who will lead the firm’s risk and compliance function. Working closely with senior leadership, you will shape the regulatory strategy and support fee‑earners across the business.
Key responsibilities
- Manage day‑to‑day risk and compliance activities and act as the primary contact for regulatory queries.
- Oversee AML, client due diligence, and ongoing monitoring processes.
- Handle conflicts of interest, confidentiality issues, and support the COLP on regulatory matters.
- Develop, review and implement compliance policies and procedures.
- Deliver compliance training and conduct file reviews, audits, and monitoring.
- Investigate breaches, recommend improvements, and produce management reports for senior stakeholders.
- Monitor regulatory developments and ensure firm processes remain up‑to‑date.
- Support wider business projects, accreditations and continuous‑improvement initiatives.
Required profile
- Proven experience in legal risk and compliance within an SRA‑regulated firm.
- Strong knowledge of SRA Standards, AML legislation, CDD, KYC and sanctions requirements.
- Demonstrated ability to conduct file reviews and compliance monitoring.
- Excellent organisational skills with the capacity to manage competing priorities.
- Proactive, solutions‑focused approach with strong attention to detail.
Required skills
What we offer
- Opportunity to join a respected, growing law firm.
- Broad, varied role with genuine autonomy.
- Exposure to strategic compliance projects alongside operational work.
- Supportive, collaborative environment and hybrid working.
- Competitive salary and benefits package.
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qed legal
Cardiff
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