Control Room Senior Analyst

About the role

The Compliance Control Room function in EMEA maintains the firm's information barriers, tracks where material non-public information (MNPI) exists, manages the Watch List to restrict and monitor activity, maintains the Restricted List to manage conflicts of interest and manages UK Takeover Code disclosures. The team works regularly with business stakeholders across the Group and with colleagues in Compliance and other risk functions. This is a permanent, full-time, mid-level position in London.

Key responsibilities

• Compliance monitoring and managing information barriers
• Reviewing institutional research
• Policy review, regulatory and legal change management
• Participating in global control room projects and initiatives
• Working with business stakeholders and collaborating with Compliance and other risk functions

Required profile

• 3+ years of direct experience in Compliance or the Control Room within investment banking
• Relevant compliance or regulatory background with an interest in managing information and conflicts in an institutional banking environment
• Understanding of investment banking and global markets products
• Strong analytical capability and attention to detail
• Resilience and a "can do" attitude under pressure, ability to multi-task and work in a team
• Excellent communication and interpersonal skills

What we offer

• Wellbeing leave day per year and a minimum of 25 days of annual leave
• 26 weeks' paid parental leave for primary caregivers, 12 days of paid transition leave and 6 weeks for secondary caregivers
• Paid fertility leave and 2 days of paid volunteer leave with donation matching
• Salary sacrificing options, medical and life insurance, Employee Assistance Program and learning and development opportunities
• Emergency and backup dependent care, recognition and service awards
• Hybrid and flexible working, dependent on role, and reimbursement for work from home equipment