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Senior Compliance Officer

mmc · London - Tower Place West

New
Hybrid Senior 🇬🇧 English
FCA Handbook CASS5/8

Job description

About the role

Marsh is seeking a Senior Compliance Officer for its Compliance team, based in the London offices. The role partners with Marsh UK Corporate and Commercial to oversee and advise on compliance policies, procedures, systems, controls and governance. It is a hybrid position with at least three days a week in the office, and the postholder will manage one direct report.

Key responsibilities

  • Act as a trusted advisor and point of contact for regulatory and governance queries, guiding the business.
  • Attend business and governance meetings and give updates on regulatory developments, risks and actions.
  • Help develop effective policies and procedures that meet regulatory requirements.
  • Advise and challenge colleagues on risks, including new business models, products and processes.
  • Promote open communication between Compliance and the business on initiatives and projects.
  • Keep abreast of regulatory changes and advise on their impact and implementation.
  • Support other team members and share learnings across the Advisory team.
  • Manage and develop one FTE.

Required profile

  • Experience in compliance with an insurer or broker.
  • Proven track record of building strong relationships with business leaders.
  • Commercial awareness and a focus on the proportionate application of regulation in insurance.
  • Strong verbal and written communication and organisational and time management skills.
  • Nice to have: Client Money (CASS5/8) experience, ACII or other insurance qualification, project management experience, university degree or recognised industry accreditation.

Required skills

  • Broad and deep knowledge of the FCA Handbook (Principles, Rules and Guidelines).
  • Insurance compliance.

What we offer

  • Professional development opportunities and interesting work.
  • A vibrant, inclusive culture with supportive leaders.
  • A range of career opportunities, benefits and rewards.

Questions fréquentes

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Source : ats:workday

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Published 10 hours ago

Expires 1 month from now

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mmc

London - Tower Place West