Compliance Analyst

About the role

Marsh is seeking a Compliance Analyst for its Compliance Advisory team, supporting the Direct Investment Unit, a MiFID-regulated business. The role delivers compliance oversight, regulatory guidance, monitoring and policy support, acting as a trusted partner to the business and strengthening the compliance framework. It is based in the London office and is hybrid, with at least three days a week in the office.

Key responsibilities

• Act as a key point of contact for day-to-day compliance advice on internal policies and regulatory requirements.
• Maintain compliance registers and help oversee registers managed within the first line of defence.
• Develop and maintain compliance policies, manuals, procedures and training materials, and strengthen the compliance framework.
• Carry out compliance monitoring to assess adherence to regulatory requirements and internal controls.
• Manage and oversee call recording processes with business and technology teams, and escalate issues with Compliance and Legal colleagues.
• Support the identification, assessment and management of compliance risks and incidents, and monitor regulatory developments.
• Help prepare for regulatory engagements such as thematic reviews, supervisory visits, Compliance Monitoring reviews and Internal Audits.
• Promote a culture of integrity, transparency and accountability, and contribute to broader compliance objectives.

Required profile

• University degree or equivalent professional experience.
• A strong track record in the compliance function of a UK MiFID-regulated firm.
• Solid understanding of the UK regulatory landscape and ability to apply it practically.
• Experience supporting compliance monitoring, regulatory advisory, policy governance or risk oversight.
• Professional compliance or investment qualification (ideally QCA Level 4 or equivalent), or currently studying towards one.
• Strong organisational skills, attention to detail and ability to work independently and in a team.

Required skills

• Working knowledge of MiFID; exposure to AIFMD, UCITS or other investment regulations is highly advantageous.
• Strong communication skills and stakeholder engagement.

What we offer

• Professional development opportunities and supportive leadership.
• A global employer with a wide range of benefits and wellbeing support.