Compliance Analyst – Regulatory Developments

About the role

We are partnering with a large wealth management business to recruit a Compliance Analyst focused on regulatory horizon scanning and the implementation of regulatory change across the organisation.

Key responsibilities

• Monitor regulatory developments and conduct horizon scanning for emerging rules affecting the wealth management sector.
• Build deep knowledge of the firm’s proposition to assess and apply regulatory change.
• Draft clear regulatory communications for stakeholders, including senior management.
• Support the implementation of regulatory developments across compliance and wider business functions.
• Produce and maintain management information for the Board.
• Contribute to the Compliance Monitoring Programme through regular monitoring activity.
• Support projects to ensure ongoing regulatory and legislative compliance.

Required profile

• Right to work in the United Kingdom.
• Strong understanding of wealth management products and services.
• Ability to communicate regulatory requirements clearly to senior stakeholders.
• Experience supporting the rollout of regulatory change across business units.

Required skills