MiFID & Consumer Duty Specialist (Contract)

About the role

A financial services organisation is looking for an experienced MiFID and Consumer Duty specialist to strengthen its regulatory programme. This is a hands-on contract role, working remotely, focused on improving frameworks, policies and controls. The consultant works closely with Compliance and key stakeholders to improve documentation, governance and control effectiveness.

Key responsibilities

• Support the enhancement of the MiFID and Consumer Duty programme
• Review, update and draft policies, frameworks and written programmes
• Assist with the design and refinement of regulatory controls
• Provide subject matter expertise across MiFID and Consumer Duty requirements
• Support governance, oversight and regulatory alignment activities
• Help embed improvements into day-to-day processes
• Produce clear, regulator-ready documentation where required

Required profile

• 6+ years' experience in financial services
• Background in compliance advisory, regulatory change, risk or consulting
• Proven experience enhancing or implementing regulatory programmes
• Comfortable in a hands-on delivery role and able to engage with senior stakeholders

Required skills

• Strong, demonstrable expertise in MiFID and Consumer Duty
• Desirable: previous contract or consulting experience
• Desirable: exposure to FCA reviews, regulatory remediation or internal audit findings
• Desirable: experience designing or testing regulatory controls and broad financial services exposure