Senior Consultant – Financial Services Compliance
Thistle Initiatives · Londres et périphérie
Description du poste
About the role
Thistle Initiatives is seeking a Senior Consultant to join its Credit & Insurance team. You will provide expert financial crime and regulatory support to FCA‑regulated firms across credit, mortgage and insurance sectors, helping clients navigate complex compliance requirements.
Key responsibilities
- Review and analyse client documentation against relevant legal and regulatory frameworks.
- Support FCA authorisation applications for insurance, consumer credit and mortgage firms.
- Consult directly with clients, answering technical questions and guiding them through application processes.
- Prepare and submit audit reports, with appropriate level of supervision.
- Conduct client visits, progressing from assisted to independent engagements.
- Stay up‑to‑date with FCA and industry developments and provide regular updates to clients.
- Undertake ad‑hoc projects and act as the first point of contact for client enquiries.
Required profile
- Strong commercial awareness with a focus on delivering value‑added compliance advice.
- Commitment to client success and willingness to embrace regulatory change.
- Excellent communication skills, able to adapt messaging for diverse audiences.
- Proven ability to build trusted relationships and work collaboratively within a team.
- Pro‑active attitude with a readiness to take on new tasks and responsibilities.
Required skills
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Thistle Initiatives
Londres et périphérie
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