Senior Compliance Manager – ICAEW Qualified Accountant
eFinancialCareers · Manchester
Job description
About the role
We are seeking a Senior Compliance Manager to lead the compliance function of a fast‑growing chartered accountancy firm. Reporting to the Director of Governance, Risk & Compliance, you will ensure the firm meets ICAEW practice assurance, audit and regulatory requirements.
Key responsibilities
- Lead ICAEW practice assurance and audit compliance, managing monitoring visits and follow‑up actions.
- Develop and maintain the firm’s quality management framework under ISQM 1 and ISQM 2.
- Monitor regulatory developments from HMRC, ICAEW and other bodies and communicate impacts to partners and staff.
- Maintain up‑to‑date compliance manuals, policies, procedures and regulatory correspondence.
- Design and operate the technical audit monitoring programme, including file selection and thematic inspection.
- Evaluate audit monitoring outcomes, identify systemic issues and produce reports.
- Maintain audit technical guidance, methodology, templates and working‑paper standards.
- Act as primary contact for ICAEW Code of Ethics, independence policies and conflict‑checking procedures.
- Oversee HMRC tax adviser registration compliance and monitor auditing standards (ISAs UK, FRC guidance).
Required profile
- Qualified accountant (ICAEW) with extensive experience in practice assurance, audit compliance, FRC, QA or risk.
- Proven ability to lead compliance programmes in a professional services environment.
- Strong knowledge of ISQM 1, ISQM 2, ICAEW regulations and HMRC requirements.
- Excellent analytical and communication skills, capable of influencing partners and teams.
Required skills
What we offer
- Competitive salary £50,000‑£65,000 per annum.
- Hybrid working model.
- Comprehensive benefits and performance‑linked bonus.
- Opportunity to shape compliance strategy in a growing firm.
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Published 1 month ago
Expires 23 hours from now
40 views · 0 interested
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eFinancialCareers
Manchester