Compliance Executive – Compliance Monitoring
Invesco · Oxfordshire
Job description
About the role
Invesco is seeking a Compliance Executive to join its Compliance Monitoring team in Henley-on-Thames. You will help provide independent assurance that the firm meets its regulatory obligations and internal standards across a range of areas including financial crime, AML, anti-bribery, sanctions and data privacy.
Key responsibilities
- Assist with continuous and thematic monitoring reviews, including planning, fieldwork, reporting and action tracking across UK, London, overseas offices and third-party sites.
- Represent Compliance Monitoring in project work streams and change-management initiatives.
- Liaise with Compliance Advisory teams on emerging regulatory themes and incorporate findings into business advice.
- Build and maintain relationships with key business partners throughout the monitoring process.
- Drive continuous improvement by proactively challenging work output and processes.
Required profile
- Experience in compliance monitoring, audit, risk or a related control function, preferably within asset management or financial services.
- Good understanding of European regulatory frameworks and exposure to regulators such as FCA, CBI, CSSF or BaFin.
- Knowledge of the asset-management regulatory landscape.
- Strong analytical and investigative abilities.
- Relevant degree (e.g., Business, Finance, Law).
Required skills
- Data analytics (experience considered a plus).
What we offer
- Company-provided healthcare.
- Competitive annual leave allowance.
- Flexible and hybrid working options.
- Generous pension scheme.
- Income protection and life insurance.
- Health and wellness benefits.
- Volunteering days and enhanced parental leave.
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Published 1 month ago
Expires 1 day from now
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Invesco
Oxfordshire
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