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Compliance Executive – Compliance Monitoring

Invesco · Oxfordshire

Hybrid 🇬🇧 English

Job description

About the role

Invesco is seeking a Compliance Executive to join its Compliance Monitoring team in Henley-on-Thames. You will help provide independent assurance that the firm meets its regulatory obligations and internal standards across a range of areas including financial crime, AML, anti-bribery, sanctions and data privacy.

Key responsibilities

  • Assist with continuous and thematic monitoring reviews, including planning, fieldwork, reporting and action tracking across UK, London, overseas offices and third-party sites.
  • Represent Compliance Monitoring in project work streams and change-management initiatives.
  • Liaise with Compliance Advisory teams on emerging regulatory themes and incorporate findings into business advice.
  • Build and maintain relationships with key business partners throughout the monitoring process.
  • Drive continuous improvement by proactively challenging work output and processes.

Required profile

  • Experience in compliance monitoring, audit, risk or a related control function, preferably within asset management or financial services.
  • Good understanding of European regulatory frameworks and exposure to regulators such as FCA, CBI, CSSF or BaFin.
  • Knowledge of the asset-management regulatory landscape.
  • Strong analytical and investigative abilities.
  • Relevant degree (e.g., Business, Finance, Law).

Required skills

  • Data analytics (experience considered a plus).

What we offer

  • Company-provided healthcare.
  • Competitive annual leave allowance.
  • Flexible and hybrid working options.
  • Generous pension scheme.
  • Income protection and life insurance.
  • Health and wellness benefits.
  • Volunteering days and enhanced parental leave.

Questions fréquentes

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Source : ats:workday

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Published 1 month ago

Expires 2 days from now

26 views · 0 interested

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Invesco

Oxfordshire