Compliance Manager
GMP RECRUITMENT LIMITED · Cheltenham
Job description
About the role
We are seeking a part‑time Compliance Manager to join a growing legal firm in Cheltenham. Working 3‑4 days a week on‑site, you will lead the firm’s compliance function, ensuring adherence to all relevant regulatory frameworks.
Key responsibilities
- Maintain and develop the firm’s compliance framework covering SRA standards, AML legislation, GDPR and FCA requirements.
- Supervise and coach the Compliance Administrator, handling performance management.
- Oversee client onboarding, including conflict checks, risk assessments and file opening procedures.
- Review and update compliance policies, regulatory registers and firm‑wide risk registers.
- Conduct regular file audits to verify regulatory compliance and quality standards.
- Manage AML processes – customer due diligence, enhanced due diligence, ongoing monitoring and support the MLRO with SAR preparation.
- Collaborate with the Head of Risk & Compliance to implement regulatory changes and strategic risk initiatives.
- Produce quarterly compliance reports for the Management Board, highlighting trends and improvement areas.
Required profile
- Proven experience as a Compliance Manager within a law firm.
- Deep knowledge of SRA standards, Solicitors Accounts Rules, AML and FCA regulations.
- Strong analytical ability and meticulous attention to detail.
- Excellent organisational skills and the capacity to manage multiple priorities.
- Effective communication and relationship‑building across all business levels.
Required skills
What we offer
- Competitive salary up to £50,000 (DOE).
- Part‑time, office‑based role in a supportive, collaborative environment.
- Opportunity to influence best practice and drive regulatory excellence.
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Published 1 month ago
Expires 6 days from now
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GMP RECRUITMENT LIMITED
Cheltenham
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