Regulatory Control Lead – Asset & Wealth Management (Glasgow)

About the role

Join a strategic controls team within JPMorgan’s Asset and Wealth Management division in Glasgow. The Regulatory Control Lead will guide regulatory engagement, improve governance frameworks and provide executive‑ready reporting across the EMEA region.

Key responsibilities

• Act as the primary regulatory point of contact and trusted advisor for Asset and Wealth Management matters, focusing on EMEA.
• Design, implement and continuously improve frameworks for regulatory engagement governance, commitments, management responses, issue management and lessons learned.
• Provide consistent and timely reporting on regulatory engagements, issues, priorities and commitments to increase transparency and accountability.
• Lead coordination of regulatory engagements across preparation, fieldwork and management response phases, reviewing submissions for completeness and quality.
• Build strong partnerships across first and second lines of defense, Legal Entity Management, Legal, Regulatory Management and Control Management.
• Identify, escalate and resolve regulatory issues, coordinating with impacted teams to drive timely outcomes.
• Prepare stakeholders for regulatory engagements through deep‑dives, guidance and preparation sessions.
• Drive consistency and calibration across cross‑business regulatory engagements, aligning approaches across teams, legal entities and functions.
• Partner with local Control Management teams on strategic initiatives that strengthen controls and operational excellence.

Required profile

• Proven experience acting as a regulatory point of contact within Asset and Wealth Management.
• Demonstrated ability to design and improve governance frameworks for regulatory engagements.
• Strong stakeholder management skills across lines of defense, legal and control functions.
• Experience delivering executive‑ready reporting and promoting best practices.

Required skills