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Compliance Analyst – Buy‑Side Monitoring (Hybrid)

Employeur non precise · London

Hybrid 🇬🇧 English

Job description

About the role

Our client, a global asset manager, is seeking a Compliance Analyst to join a dynamic, collegiate compliance team. The role focuses on buy‑side monitoring while also providing advisory support and generalist compliance duties.

Key responsibilities

  • Carry out ongoing monitoring in line with the Compliance Monitoring Programme.
  • Identify risks and produce management information according to the reporting schedule.
  • Identify, log and escalate breaches, ensuring timely resolution.
  • Conduct periodic compliance reviews.
  • Participate in compliance projects as directed by the Deputy Head of Compliance.
  • Support the Monitoring team’s business plan and help meet team objectives.
  • Enhance understanding of the regulatory landscape and pursue learning opportunities.
  • Provide compliance advisory across the business as required.
  • Perform generalist compliance duties as needed.

Required profile

  • At least 18 months of experience in compliance monitoring within asset/fund management or wealth management, either at a regulated firm or a compliance consultancy.
  • Good working knowledge of FCA rules.
  • Self‑initiative and a proactive approach to work.

Required skills

    What we offer

    • Salary range £40,000 – £55,000 per annum plus bonus and benefits.
    • Hybrid working model (one day per week remote).
    • Opportunity to develop both monitoring expertise and broader compliance advisory experience.

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    Published 2 months ago

    21 views · 0 interested

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    Employeur non precise

    London