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This job expired on 09/10/2026. It no longer accepts applications.
Compliance Analyst – Buy‑Side Monitoring (Hybrid)
Employeur non precise · London
Job description
About the role
Our client, a global asset manager, is seeking a Compliance Analyst to join a dynamic, collegiate compliance team. The role focuses on buy‑side monitoring while also providing advisory support and generalist compliance duties.
Key responsibilities
- Carry out ongoing monitoring in line with the Compliance Monitoring Programme.
- Identify risks and produce management information according to the reporting schedule.
- Identify, log and escalate breaches, ensuring timely resolution.
- Conduct periodic compliance reviews.
- Participate in compliance projects as directed by the Deputy Head of Compliance.
- Support the Monitoring team’s business plan and help meet team objectives.
- Enhance understanding of the regulatory landscape and pursue learning opportunities.
- Provide compliance advisory across the business as required.
- Perform generalist compliance duties as needed.
Required profile
- At least 18 months of experience in compliance monitoring within asset/fund management or wealth management, either at a regulated firm or a compliance consultancy.
- Good working knowledge of FCA rules.
- Self‑initiative and a proactive approach to work.
Required skills
What we offer
- Salary range £40,000 – £55,000 per annum plus bonus and benefits.
- Hybrid working model (one day per week remote).
- Opportunity to develop both monitoring expertise and broader compliance advisory experience.
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Employeur non precise
London
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