Senior Compliance Executive – ETF Compliance Advisory
Invesco · London
Job description
About the role
Invesco is seeking a Senior Compliance Executive to join its ETF Compliance Advisory team in London. You will act as a trusted advisor to the EMEA ETF business, delivering risk‑based compliance guidance throughout the product lifecycle, from launch to ongoing management.
Key responsibilities
- Partner with the EMEA ETF business to provide timely, commercially‑focused compliance advice.
- Review new product proposals and support launches by identifying regulatory considerations.
- Advise on changes to existing ETF products, covering governance and regulatory impacts.
- Assess investor‑facing documentation such as PRIIPs KIDs for regulatory compliance.
- Monitor regulatory developments affecting ETFs and translate them into actionable guidance.
- Support implementation of regulatory changes and business readiness initiatives.
- Deliver training on emerging risks, regulatory updates, and best‑practice compliance.
- Collaborate with Compliance, Legal, Product, Distribution and Investment teams to promote strong risk management and a culture of compliance.
Required profile
- Proven compliance experience within asset management, preferably in ETF, UCITS or compliance advisory environments.
- Strong understanding of fund structures, ETF products and the regulatory framework governing investment funds.
- Ability to build relationships across multiple business functions and influence outcomes.
- Excellent analytical and communication skills with a commercial mindset.
Required skills
- Knowledge of ETF and UCITS regulatory requirements.
- Familiarity with product governance and investor‑facing documentation standards.
What we offer
- Company‑provided healthcare.
- Competitive annual leave allowance.
- Flexible working options, including hybrid arrangements.
- Generous pension provisions and income protection.
- Health and wellness benefits, volunteering days and enhanced parental leave.
- Life insurance.
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Published 1 month ago
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Invesco
London
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