Compliance Monitoring Lead
Harrison Holgate · London
Job description
About the role
Compliance Monitoring Lead for the Lloyd's Market Commercial Division, a newly created senior position responsible for owning the compliance monitoring function within a leading Lloyd's business. Reporting to the Head of Compliance, you will shape the monitoring framework, methodology and annual plan, influencing how the function operates and evolves.
Key responsibilities
- Own and develop the Compliance Monitoring Framework, methodology and annual plan.
- Deliver risk‑based monitoring, thematic reviews, deep dives and control testing.
- Identify control weaknesses, trends and emerging risks and drive remediation.
- Produce clear, impactful reporting for senior stakeholders and governance forums.
- Work closely with first‑line business leaders, providing constructive challenge while maintaining second‑line independence.
Required profile
- Lloyd's/London Market compliance experience is essential.
- Proven experience designing or developing compliance monitoring frameworks and methodologies.
- Confidence operating with senior business stakeholders and challenging constructively.
- Strong understanding of FCA, PRA and Lloyd's regulatory requirements.
- Experience across insurance/reinsurance; Bermuda and/or reinsurance experience advantageous.
- Strong analytical, communication and report‑writing skills.
Required skills
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Published 3 weeks ago
Expires 1 month from now
33 views · 0 interested
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Harrison Holgate
London
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