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Senior Compliance Manager – 12‑Month Fixed‑Term Contract

eFinancialCareers · London

Senior 🇬🇧 English
Bloomberg AIM StarCompliance

Job description

About the role

This is a senior, generalist compliance position within a fast‑paced, high‑performing compliance team at a leading asset manager. The role offers exposure to advisory, monitoring and regulatory change activities across the business.

Key responsibilities

  • Provide day‑to‑day compliance advisory support to business units.
  • Carry out compliance monitoring and help develop the monitoring programme.
  • Track, summarise and implement regulatory developments.
  • Assist with policy drafting, maintenance and production of training materials.
  • Deliver training sessions to employees as required.
  • Participate in internal and external audits and client due‑diligence meetings.

Required profile

  • 6‑10 years of generalist compliance experience in an asset or investment management firm.
  • Strong knowledge of MiFID II, COLL, CASS, AML, SMCR, MAR and UCITS funds.
  • Excellent organisational abilities and capacity to manage multiple priorities.
  • Effective communication skills and ability to build relationships with stakeholders.
  • Motivated, technically capable and able to work independently.

Required skills

  • Bloomberg AIM
  • StarCompliance

What we offer

  • Competitive salary and benefits package.
  • 12‑month fixed‑term contract with immediate start.
  • Opportunity to work within a leading asset management compliance team.

Questions fréquentes

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Published 2 months ago

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eFinancialCareers

London