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Compliance Monitoring Lead

Harrison Holgate · London

Senior 🇬🇧 English

Job description

About the role

Compliance Monitoring Lead for the Lloyd's Market Commercial Division, a newly created senior position responsible for owning the compliance monitoring function within a leading Lloyd's business. Reporting to the Head of Compliance, you will shape the monitoring framework, methodology and annual plan, influencing how the function operates and evolves.

Key responsibilities

  • Own and develop the Compliance Monitoring Framework, methodology and annual plan.
  • Deliver risk‑based monitoring, thematic reviews, deep dives and control testing.
  • Identify control weaknesses, trends and emerging risks and drive remediation.
  • Produce clear, impactful reporting for senior stakeholders and governance forums.
  • Work closely with first‑line business leaders, providing constructive challenge while maintaining second‑line independence.

Required profile

  • Lloyd's/London Market compliance experience is essential.
  • Proven experience designing or developing compliance monitoring frameworks and methodologies.
  • Confidence operating with senior business stakeholders and challenging constructively.
  • Strong understanding of FCA, PRA and Lloyd's regulatory requirements.
  • Experience across insurance/reinsurance; Bermuda and/or reinsurance experience advantageous.
  • Strong analytical, communication and report‑writing skills.

Required skills

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    Published 3 weeks ago

    Expires 1 month from now

    32 views · 0 interested

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    Harrison Holgate

    London